Search for: "James Keegan"
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11 Jan 2012, 3:04 pm
Raymond James announced that it has entered into a definitive stock purchase agreement to acquire Morgan Keegan for approximately $930 million. [read post]
12 Jan 2012, 7:37 am
It is being reported that Raymond James Financial, Inc. has agreed to acquire Morgan Keegan & Company. [read post]
12 Jan 2012, 2:42 pm
Seeking cash to repay $3.5 billion in government bailout money it received, Regions Financial plans to sell its brokerage firm Morgan Keegan to Raymond James Financial. [read post]
7 Feb 2012, 9:55 am
Morgan Keegan reps certainly should retain legal counsel either to weigh the options for and negotiate a deal to move their books elsewhere, or even to negotiate a better deal with Raymond James. [read post]
20 Jan 2012, 7:55 am
Indeed, Raymond James has built in clawback provisions in the deal to remedy any rep departures. [read post]
12 Apr 2010, 9:06 am
The latest troubles facing the Memphis-based investment firm include federal and state charges alleging Morgan Keegan and two employees - James Kelsoe and Thomas Weller - committed fraud when pricing several proprietary bond funds. [read post]
23 Jun 2011, 8:30 am
The SEC's order finds that James Kelsoe, Morgan Keegan's former portfolio manager, instructed Morgan Keegan's fund accounting department to make arbitrary "price adjustments" to the fair values of certain portfolio securities. [read post]
8 Apr 2010, 7:38 am
The portfolio manager cited by the SEC is James C. [read post]
14 Jan 2012, 8:52 am
Already, a number of key Morgan Keegan employees have placed their signatures to employment contracts with Raymond James. [read post]
8 Apr 2010, 12:19 pm
According to the Wall Street Journal, SEC officials have accused fund manager James Kelsoe of manipulating the prices of low-quality investment to make the funds appear more attractive to potential investors. [read post]
9 Apr 2010, 5:51 am
Several persons of interest have been identified by news reports, including The Commercial Appeal, including: James C. [read post]
22 Jun 2011, 11:53 am
Former portfolio manager James Kelsoe Jr. will pay $500,000 in penalties and be barred from the securities industry, and comptroller Joseph Thompson Weller will pay $50,000. [read post]
15 Jul 2010, 1:03 pm
The complaint - which was filed by the Securities and Exchange Commission (SEC), FINRA and various state securities regulators - also charged Morgan Keegan portfolio manager James Kelsoe of improperly directing his accounting department to make repeated, arbitrary “price adjustments” that boosted the fair values of securities. [read post]
20 Jul 2009, 8:41 am
The bond funds at issue were run by James Kelsoe, a portfolio manager at Region Morgan Keegan's asset management arm. [read post]
8 Apr 2010, 12:46 pm
The Securities and Exchange Commission has charged Morgan Keegan and its touted managing director, James Kelsoe, with securities fraud for deliberately inflating the value of subprime securities in order to hide losses in Morgan Keegan’s proprietary toxic bond mutual funds. [read post]
25 Feb 2010, 1:03 pm
Morgan Keegan is the subject of numerous arbitration cases relating to over $2 billion of losses in RMK proprietary bond mutual funds managed by James Kelsoe and decimated due to allegedly risky investments. [read post]
29 Jun 2011, 8:21 am
In her recent New York Times article entitled “Findings That May Get Lost,” Gretchen Morgenson writes about a “disturbing paradox” presented by the following scenario: Investors who lost over $1 billion in toxic RMK bond funds may not benefit from the recent settlement with regulators that Morgan Keegan paid $200 million to obtain, despite findings that Morgan Keegan and James Kelsoe misled and defrauded investors in those funds, because Morgan… [read post]
25 Jan 2019, 8:39 am
He was previously employed by Morgan Keegan & Company, Inc. [read post]
2 Mar 2010, 7:35 am
But Raymond James has four times as many brokers and advisers as Morgan Keegan. [read post]
3 May 2012, 7:06 am
Raymond James Financial Inc. recently completed the acquisition of Morgan Keegan from Regions Financial Corp. [read post]
